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General Exchange Act
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#	Item
391	DOUGLAS F. GANSLER Attorney General MELANIE SENTER LUBIN Securities Commissioner Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:41:31 Business Corporate crime U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Financial regulation Financial adviser Investment Advisor Finance Financial economics Investment
392	e_r_General Counsel's Office_r_Phone:_202[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-08-17 15:49:24 Finance Economy of the United States Public Company Accounting Oversight Board Sarbanes–Oxley Act Audit U.S. Securities and Exchange Commission Center for Audit Quality Accountancy Auditing Business
393	Client Alert August 31, 2012 SEC Proposes Rules for Eliminating General Solicitation in Rule 506 Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2012-11-06 20:01:28 Finance SEC filings Financial regulation Regulation D Investment Securities Act Investment Company Act Form D Accredited investor United States Securities and Exchange Commission Financial economics United States securities law
394	Doing Business with the Securities and Exchange Commission (SEC) Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2013-03-04 13:20:19 United States securities law HUBZone General Services Administration North American Industry Classification System U.S. Securities and Exchange Commission Securities Exchange Act Service-Disabled Veteran-Owned Small Business Securities and Exchange Commission Central Contractor Registration Small Business Administration Government Business
395	South Carolina General Assembly 120th Session, [removed]H[removed]STATUS INFORMATION Add to Reading List Source URL: www.scstatehouse.gov Language: English - Date: 2014-04-10 18:27:10 Healthcare in the United States Financial institutions Health Financial economics Patient Protection and Affordable Care Act Politics Medicaid Health insurance exchange Health insurance Healthcare reform in the United States Federal assistance in the United States Presidency of Lyndon B. Johnson
396	Daniel Covello: Order Approving Application for Relief from a Statutory Disqualification Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-02-13 11:29:31 Financial system U.S. Securities and Exchange Commission Financial Industry Regulatory Authority General Securities Representative Exam Registered representative Securities Exchange Act Broker-dealer Security Securities and Exchange Commission United States securities law Financial economics Finance
397	Companion Policy 51-105CP Multilateral Instrument[removed]Issuers Quoted in the U.S. Over-the-Counter Markets PART 1: GENERAL COMMENTS 1. Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-08 11:47:00 73rd United States Congress United States securities law Investment Finance Securities Securities Act Securities Exchange Act Security Issuer United States Securities and Exchange Commission Financial economics Stock market
398	AON pk Aon plc 200 East Randolph Stret:t Chicago, IL 60601 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-31 12:42:25 Finance Proxy statement Companies Act Form 10-K Annual general meeting Securities Exchange Act Executive pay Board of directors Annual report SEC filings Business Law
399	Incoming Letter: Genworth Financial, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-31 18:04:08 Business 73rd United States Congress United States Securities and Exchange Commission Stock market Financial economics Proxy statement Regulation S-K Annual general meeting Securities Exchange Act SEC filings United States securities law Finance
400	Effective: November 19, 2001 NEBRASKA ADMINISTRATIVE CODE Title 48 - Department of Banking and Finance Chapter 4 - BROKER-DEALERS 001 Add to Reading List Source URL: www.sos.ne.gov Language: English - Date: 2012-08-13 11:35:40 Financial regulation Broker-dealer Securities Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission General Securities Representative Exam Broker General Securities Principal Exam Net capital rule United States securities law Financial economics Financial system

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